There are a number of different Financial Certification Exams to choose from depending on what career field you plan to pursue. Learn about these exams from examtoolkits.com http://www.examtoolkits.com/Financial/ http://blogs.law.harvard.edu/tech/rss Tue, 4 Nov 2008 14:04:29 -0700 Tue, 4 Nov 2008 12:10:14 -0700 FeedForAll v1.0 (1.0.2.0) The Series 87 exam is the second part of a two-part exam and follows the Section 86 exam ... http://www.examtoolkits.com/Financial/series87.html Tue, 4 Nov 2008 12:10:14 -0700 The Series 66 exam – or the Uniform Combined State Law Examination – was developed by the North American Securities Administrators Association (NASAA) to qualify you as a securities agent and as an investment adviser representative ... http://www.examtoolkits.com/Financial/series66.html Tue, 4 Nov 2008 12:10:02 -0700 If you plan to find work as a certified investment adviser representative, you'll need to take the FINRA Series 65 exam ... http://www.examtoolkits.com/Financial/series65.html Tue, 4 Nov 2008 12:09:50 -0700 The Series 63 exam – also called the Uniform Securities Agent State Law Exam – is a test required if you wish to be qualified as a securities agent ... http://www.examtoolkits.com/Financial/series63.html Tue, 4 Nov 2008 12:09:38 -0700 The Series 62 examination – or the Corporate Securities Limited Representative test – is necessary if you wish to qualify to sell public offerings or private placement of stocks, bonds, rights, real estate investment trusts, warrants, money market funds, collateralized mortgage obligations, or securities of closed-end companies registered under the Investment Company Act of 1940 ... http://www.examtoolkits.com/Financial/series62.html Tue, 4 Nov 2008 12:09:25 -0700 According to the Financial Industry Regulatory Authority (FINRA), registered principals are defined as, "Persons associated with a member who are actively engaged in the management of the member's investment banking or securities business, including supervision, solicitation, conduct of business, or the training of persons associated with a member for any of these functions are designated as principals." ... http://www.examtoolkits.com/Financial/series27.html Tue, 4 Nov 2008 12:09:14 -0700 If you plan to become a principal in an investment bank or securities business regulated by the Financial Industry Regulatory Authority, you'll need to take the Series 26 exam ... http://www.examtoolkits.com/Financial/series26.html Tue, 4 Nov 2008 12:09:03 -0700 The Series 24 FINRA exam – the General Securities Principal test – is the test you'll need to take in order to qualify for the management of a general securities broker-dealer ... http://www.examtoolkits.com/Financial/series24.html Tue, 4 Nov 2008 12:08:49 -0700 The Series 23 FINRA General Securities Principle – Sales Supervisor exam will test your knowledge of the various rules and regulations that you'll need to know as a general securities broker ... http://www.examtoolkits.com/Financial/series23.html Tue, 4 Nov 2008 12:08:37 -0700 If you are employed by a FINRA member firm and work with the general public to provide general securities quotes and accept unsolicited orders, you will need to take the Series 11 exam ... http://www.examtoolkits.com/Financial/series11.html Tue, 4 Nov 2008 12:08:27 -0700 The Series 7 exam – or the General Securities Representative test – is the exam you'll need to take if you wish to qualify to purchase, solicit, or sale securities ... http://www.examtoolkits.com/Financial/series7.html Tue, 4 Nov 2008 12:08:16 -0700 If your potential career path involves transacting business in variable contracts and insurance premium funding programs – among other things – the FINRA Series 6 exam may be in your future ... http://www.examtoolkits.com/Financial/series6.html Tue, 4 Nov 2008 12:08:05 -0700 The Series 4 FINRA examination is on Registered Options Principals (ROP) and will test your knowledge of the various rules related to options trading, options personnel, exchange rules, and the regulations that involve options accounts and contracts ... http://www.examtoolkits.com/Financial/series4.html Tue, 4 Nov 2008 12:07:54 -0700 If you'd like to become registered to sell commodities or futures contracts, you'll need to take the Series 3 exam – or the National Commodity Futures Examination – administered by the Financial Industry Regulatory Authority (FINRA) ... http://www.examtoolkits.com/Financial/series3.html Tue, 4 Nov 2008 12:07:22 -0700 If you run a business or have complicated household finances, you may already know what a Certified Public Accountant (CPA) does ... http://www.examtoolkits.com/Financial/cpa-exam.html Tue, 4 Nov 2008 12:07:01 -0700 As pension programs shift from traditional company-sponsored plans to consumer-driven programs, more people than ever are interested in solid investment opportunities ... http://www.examtoolkits.com/Financial/cfa-exam.html Tue, 4 Nov 2008 12:06:05 -0700